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Compliance Training & Education Intern- Summer 2027
Stifel - Saint Louis, MO
Under immediate supervision, the Intern will represent Stifel by performing a wide variety of administrative duties in support of the Compliance Training area. This position will have the opportunity to observe and/or work in other Compliance areas and develop professionally by contributing to projects that support the Compliance Training Team. What We're Looking For ...
Compliance-AML Fraud Intern- Summer 2027
Stifel - Saint Louis, MO
Stifel's AML/Fraud team supports the firm's efforts to detect and address potential financial crime and fraud risks. The Compliance-AML Fraud Intern will work alongside experienced team members and gain firsthand exposure to the processes used to identify potentially suspicious activity. The Intern will learn about complex financial crimes, explore how financial criminals may be identified, ...
Compliance-AML CIU Intern- Summer 2027
Stifel - Coral Gables, FL
Stifel's AML department supports the firm's efforts to identify and address potential financial crime risks. The Compliance-AML CIU Intern will work alongside experienced team members and gain firsthand exposure to the team's daily functions and responsibilities. Through job shadowing and hands-on assignments, the Intern will review and analyze various reports, assist the team in evaluating ...
Compliance Licensing & Reg Intern- Summer 2027
Stifel - Saint Louis, MO
Under minimal supervision, the Licensing & Registration Compliance Intern prepares and processes all securities related registration for its licensed individuals. This includes requests from all broker/dealer subs and affiliates, jurisdiction applications and terminations, and monitoring for registration violations. What We're Looking For Required to be a...
Compliance-AML Governance Intern- Summer 2027
Stifel - Saint Louis, MO
Stifel's AML department supports the firm's efforts to identify and address potential financial crime risks. The Compliance-AML Governance Intern will collaborate with team members across the AML department and gain practical experience supporting the team's reporting and technology initiatives. Through this internship, the Intern will assist with developing and analyzing reports and explore...
Compliance-Rotational Intern- Summer 2027
Stifel - Saint Louis, MO
The Compliance-Rotational Intern will rotate across the Employee Activities, Branch Activities, and Surveillance teams, gaining exposure to a variety of compliance, supervisory, risk-management, and operational processes. Throughout the internship, the Intern will collaborate with experienced team members and contribute to assignments such as analyzing report data, supporting preparation for...
Stifel Charitable Intern- Summer 2027
Stifel - Saint Louis, MO
The Stifel Charitable Intern will support projects and operational activities within Stifel Trust and Charitable while gaining exposure to donor-advised funds, charitable planning, trust services, and related business functions. The intern will assist with data analysis projects, document migration and organization, and other departmental initiatives while shadowing professionals across the ...
Branch Intern
Stifel - San Francisco, CA
The Branch Intern will performing a wide variety of complex and confidential administrative duties for the Financial Advisors (FA), branch support staff, and branch management. This position will also participate in special projects. What We're Looking For Administrative duties as needed such as answering phones, filing, scanning, travel and expense repor...
Product Programs Oversight Specialist
Stifel - New York, NY
The Products & Programs Oversight Specialist assists in defining and enhancing strategic initiatives, procedure development, business risk assessments, and overall design of the governance and control environment for the products and programs within the Investment Products & Services (IP&S) department. The Specialist will be expected to understand each group's various products and services, ...
Research Associate II - Biotechnology
Stifel - Boston, MA
Under general supervision, responsible for providing information, data gathering, analysis, modeling, and organizational support to the senior level Research Analysts. Has mastered the foundational skills required of an Associate level 1. At this level, assumes significantly more writing and modeling responsibilities. Is responsible for developing a solid understanding of the assigned sector...
Manager Research Sr. Analyst
Stifel - Saint Louis, MO
As a member of the Stifel CIO Office, the Manager Research Senior Analyst contributes to the quantitative and fundamental manager research activities related to three product universes - Mutual Funds (MFs), Separately Managed Accounts (SMAs), and Exchange-Traded Funds (ETFs). This manager research is disseminated through the publication of MF, SMA and ETF product recommended lists and is als...
Senior Compliance Analyst-Advisory Services
Stifel - Saint Louis, MO
The Senior Compliance Analyst-Advisory Services is a key member of the Advisory Services team and has thorough knowledge of Firm policies and procedures, advisory services and products, and applicable regulations. This position works closely with Home Office departments and Stifel branches and requires independent thought, excellent judgment, and the ability to work efficiently with minimal ...
Compliance Manager - Asset Management
Stifel - Bethesda, MD
The Asset Management Compliance Manager is responsible for the department's daily activities and ensures requirements are fulfilled, as required by Firm policies or regulatory rules. In addition to the management level department duties, the manager trains and advises staff and oversees their work for completion of assigned duties. The Compliance Manager will report to the Chief ...
Client Service Associate - NR
Stifel - Brentwood, TN
The Client Services Associate (NR) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) communications and advertisements, provides overall customer ...
Registered Client Service Associate
Stifel - Brentwood, TN
The Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) communications and advertisements, provides overall c...
