Equity Product Support Associate Job Listing at Stifel in New York, NY (Job ID 8072)

Description

The Equity Product Support Associate is responsible for assisting with the day-to-day operations and support of KBW's Equity desk in New York City. This is a multi-faceted role that will provide broad exposure to the entirety of the firm's Equity business.

• Support the equity sales and trading desk in New York City.
• Assist with managing and troubleshooting the firm's OMS (Fidessa), including FIX connectivity, trade reporting and other execution services.
• Assist with implementing and testing systemic controls necessary for compliance with 15c3-5 and other regulatory obligations.
• Analyze trade data, commission metrics and other statistics to draw analytical conclusions for presentation to management and other internal stakeholders.
• Conduct routine account-based analytics to supplement specific firm objectives.
• Assist with the firm's overall Commission Management, invoicing and CSA processes.
• Mediate with compliance, accounting and operations to address intraday matters and larger projects as they arise.

• Serve as an intermediary between traders, salespeople, clients, senior management, operations, compliance, IT, and other internal stakeholders.
• Knowledge of modern market structure and previous experience in a sales and trading or capital markets environment is preferred.
• Working knowledge of Bloomberg, Fidessa OMS, and Salesforce, or other similar systems, is preferred.
• Previous experience working with large data sets and Commission Management products, is preferred.
• Able to extract conclusions from multiple data sources for presentation to management and other internal stakeholders.
• Detail oriented and motivated team player who works under pressure, commits to time constraints and occasionally works long hours

• Minimum Required: Bachelor's degree in Finance, Accounting, Economics or Business, or equivalent experience.
• Minimum Required: 1+ years of relevant experience

• Minimum Required: SIE, FINRA Series 7 and Series 63, or ability to be obtained within 6 months

• Strong Microsoft Office skills, particularly Excel, required.
• Fidessa OMS or another Order Management System.
• Salesforce or another CRM System.
• Bloomberg.
• SQL knowledge is a bonus.

Keefe, Bruyette & Woods (KBW), a Stifel Company, is a full-service investment bank and broker dealer specializing in the financial services sector.  KBW has established itself as a leading independent authority in the depositories, insurance companies, broker-dealers, mortgage banks, asset management companies, securities exchange, and specialty finance sectors. The professionals at KBW have deep domain expertise and understand the rapidly changing financial services industry.  Based on a history of exceptional transaction execution and significant senior level attention, KBW is a trusted advisor by its clients. 

KBW offers a competitive salary and benefits (medical, vision, dental, paid time off, 401k) and is an affirmative action and equal opportunity employer.